Regulation

Wells Fargo to pay US$2.1 billion for role in housing bubble

August 1, 2018 Ken Sweet

CSA names research team to conduct pilot study of trading fees and rebates

August 1, 2018 IE Staff

CSA warns of unauthorized access to database

July 27, 2018 IE Staff

BCSC secures order for sale of Hawaiian property owned by fraudster

July 27, 2018 IE Staff

IIROC proposes changes to discount brokerage requirements

July 27, 2018 IE Staff

OSC study suggests methods to encourage retirement planning

July 27, 2018 IE Staff

CSA confirms its approach to director independence

July 26, 2018
Industry

Industry divided on expanding cost reporting

July 20, 2018 James Langton

Former mutual fund rep agrees to conditions to regain registration

July 19, 2018 James Langton

CSA streamlines exempt market reporting requirements

July 19, 2018 James Langton

CSA highlights common deficiencies in continuous disclosure

July 19, 2018 James Langton

SEC consults on ways to modernize equity compensation arrangements

July 18, 2018 James Langton