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Regulation
IIROC suspends guidance on trailer fees paid to discount brokers
August 15, 2018
James Langton
OSFI announces compliance deadlines for bank word restrictions
August 14, 2018
James Langton
MFDA bans former missing advisor
August 13, 2018
James Langton
Industry
“Global sandbox” sets stage for cross-border fintech activity
August 13, 2018
James Langton
ASC adopts new rule to expand the exemptions issuers can utilize
August 10, 2018
James Langton
AMF to host roundtable on proposed OTC oversight regime
August 10, 2018
James Langton
OSFI proposes revisions to disclosure requirements
August 10, 2018
James Langton
ASC takes aim at renowned short-seller
August 9, 2018
James Langton
IIROC fines advisor $150,000 for failing to prioritize clients’ interests
August 9, 2018
James Langton
Aequitas seeks to allow trading in foreign-listed structured products
August 9, 2018
James Langton
CCPs increasingly important to global financial system: report
August 9, 2018
James Langton
OSFI to introduce new requirements for mortgage insurers
August 9, 2018
James Langton
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