Ex-Wall Street trader convicted in spoofing case
Precious metals trader guilty of wire fraud, federal jury finds
- By: James Langton
- December 9, 2022 December 9, 2022
- 16:48
Top Stories in News
Benchmark transition to start in January
Inter-dealer derivatives to begin using CORRA instead of CDOR
- By: James Langton
- December 9, 2022 December 9, 2022
- 16:44
From the Regulators
FSB suspends systemic insurer spotting
IAIS process for addressing systemic risk replaces FSB's annual exercise
- By: James Langton
- December 9, 2022 December 9, 2022
- 15:50
From the Regulators
Former fund rep fined, banned for taking client’s money
MFDA alleged client gave rep access to bank account while travelling
- By: James Langton
- December 9, 2022 December 9, 2022
- 15:21
Appeal Court upholds BCSC rulings
Court dismisses challenge to enforcement decision, finds process was fair
- By: James Langton
- December 9, 2022 December 9, 2022
- 14:55
FP Canada announces latest CFP exam results
More than one-third of exam writers said title protection was a motivating factor
- By: IE Staff
- December 9, 2022 December 9, 2022
- 13:03
From the Regulators
U.K. to ease financial regulations in post Brexit shakeup
Conservatives to relax rules separating investment banking from retail operations
- By: Jill Lawless, The Associated Press
- December 9, 2022 December 9, 2022
- 12:41
Most top Canadian firms don’t verify their sustainability disclosures: PwC
Second-annual study also finds that 30% of companies have net-zero targets
- By: IE Staff
- December 9, 2022 December 9, 2022
- 11:49
Industry News
Quebec economic update: A lot of uncertainty in 2023, Girard says
Weak growth more likely than recession: Finance Minister
- By: The Canadian Press
- December 9, 2022 December 9, 2022
- 11:43
Banks, insurers get court approval to host virtual or hybrid AGMs in 2023
Covid-19 is so "unpredictable," the group says
- By: The Canadian Press
- December 8, 2022 December 8, 2022
- 16:31
Resolution reforms urgently needed: FSB
Central counterparties, insurers require resolution-planning improvements
- By: James Langton
- December 8, 2022 December 8, 2022
- 16:20
CSA steps up OM exemption’s disclosure demands
Regulators enhance requirements on real estate issuers, collective investment vehicles
- By: James Langton
- December 8, 2022 December 8, 2022
- 15:56
Trump’s Fed nominee to face tough hearing before Senate panel
Kevin Warsh has said independence of Fed is "essential," signals focus on inflation
- By: Christopher Rugaber, The Associated Press
- April 21, 2026 April 21, 2026
- 09:39
Oil prices hold steady as Wall Street and global markets rise
Talks aimed at ending U.S.-Iran war still uncertain
- By: Elaine Kurtenbach and Matt Ott, The Associated Press
- April 21, 2026 April 21, 2026
- 09:24
Global rating outlook weakens: Fitch
As outlooks dim, downgrades likely to pick up in the next 12 to 18 months
- By: James Langton
- April 21, 2026 April 20, 2026
- 06:00
ASIC issues roadmap to crypto regime
New licensing regime approved, full compliance due by October 2027
- By: James Langton
- April 21, 2026 April 20, 2026
- 06:00
Bank of Canada appoints two deputy governors
Marc-André Gosselin and Nicolas Vincent to assume new roles in May and August, respectively
- By: Craig Lord, The Canadian Press
- April 20, 2026 April 20, 2026
- 15:34
SEC, CFTC aim to ease private fund reporting
Regulators seek boost in reporting thresholds to reduce small firm demands
- By: James Langton
- April 20, 2026 April 20, 2026
- 15:18
Blue Owl to acquire REIT in US$2.4B cash deal
Deal offers 19% premium to Sila Realty Trust trading price on Friday
- By: Noushin Ziafati
- April 20, 2026 April 20, 2026
- 14:46
Anthropic’s Mythos shows need to ‘come to grips’ with AI risks: Macklem
The BoC governor says technology's evolving abilities underscore importance of cybersecurity
- By: Craig Lord, The Canadian Press
- April 17, 2026 April 17, 2026
- 15:45
Wealthsimple’s new X partnership brings opportunities and risks, experts say
Arrangement could encourage more or riskier trades, critics say
- By: Tara Deschamps, The Canadian Press
- April 17, 2026 April 17, 2026
- 12:51
Industry moves: Wellington-Altus scores team with $750M in assets
Plus, TD Wealth VP moves into advisor role and appointments across the industry
- By: Alisha Hiyate
- April 20, 2026 April 20, 2026
- 04:00
Industry moves: New execs join SLI, Focus Wealth, CI Financial and Conquest
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
- By: Alisha Hiyate
- April 10, 2026 April 10, 2026
- 14:48
Richard McIntyre departs Manulife Wealth, Brett Marchand tapped as next CEO
McIntyre to start a new role later this month
- By: Alisha Hiyate
- April 8, 2026 April 8, 2026
- 12:18
CETFA survey shows younger investors more likely to adjust portfolios amid geopolitical tensions
The data also reveals Canadians' limited knowledge of cross-border investing tax implications
- By: Noushin Ziafati
- April 20, 2026 April 20, 2026
- 11:54
Global ETF industry gathered a record US$626 billion in Q1
ETF assets under management now sit at US$20 trillion
- By: Noushin Ziafati
- April 17, 2026 April 17, 2026
- 11:52
Private credit recap: Asset managers respond to elevated redemption requests
Investors are looking to exit from funds in droves during "a period of heightened negative sentiment"
- By: Noushin Ziafati
- April 14, 2026 April 14, 2026
- 13:59