David Kaufman, president of exempt market dealer Westcourt Capital Corp., says regulators and dealers must work together to identify dealers who are not playing by the rules and support those who are. He spoke at the 2012 Exempt Market Dealers Association conference in Toronto.
Plus, RBC buys mortgage fintech, Fiera funds solar energy firm and EQB-PC Financial merger gets key thumbs up
But the advantages digital banks have enjoyed on fees is shrinking, as Ottawa pulls policy levers
The reversal comes just over two weeks after Houston's government tabled its budget
Non-prime consumer lender says it will take more than $200M in charges in Q4
Whether FSRA deems title protection’s minimum standards to confer equivalency is unclear
Investors lost nearly $1.4 million in long-running fraud
Nvidia rises after CEO projects US$1 trillion in demand for AI chips through 2027
Former judge leaves agency after just over six months