Investment Executive reporter Megan Harman attended three sessions during the Independent Financial Brokers (IFB) Toronto Spring Summit held on May 28 and 29.
May 30, 2013
Investment Executive reporter Megan Harman attended three sessions during the Independent Financial Brokers (IFB) Toronto Spring Summit held on May 28 and 29.
May 30, 2013The most common claims relate to a lack of due diligence by the advisor
Advisors could face steep costs resulting from the loss of sensitive client information
The costs would sink many small dealers, and advisors would be more vulnerable to lawsuits, lawyer says
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Follow our coverage of Bridging Finance Inc., a portfolio manager and exempt market dealer based in Toronto.
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