Matthew Latimer becomes the new executive director of the Federation of Mutual Fund Dealers as the industry faces numerous challenges
HNW clients want guidance on the complex challenges that wealth can bring
If an appointment is challenged, a court is likely to strive to preserve the POA grantor's wishes
Regulators and dealer firms have been slow to come up with a clear process for financial advisors to handle suspected cases of elder financial abuse. But they have begun to show a willingness to develop workable solutions.
Tips for teaching clients about these still-evolving funds and what they entail
ETFs offer portfolio diversification that can reduce losses while retaining potential for growth
As ETFs continue to morph beyond their passive, plain-vanilla roots, balancing costs and performance may become more difficult
When you suspect cognitive decline in an aging client, how can you ensure you serve that client's best interests while protecting his or her privacy?
As financial advisors struggle to deal with clients who may be experiencing a decline in their cognitive abilities, regulators are responding to the need for guidelines
Setting up a trust or buying an insurance policy could offer protection for clients' families without putting assets at risk