Jim Middlemiss

Special Reports

Staying clear of the enforcers

October 22, 2015 Jim Middlemiss
Special Reports

Getting it right, or fixing it

October 8, 2015 Jim Middlemiss
Special Reports

Timing and yearend tax planning

October 8, 2015 Jim Middlemiss
CRM2 Guide

A rising risk: Complaints

September 17, 2015 Jim Middlemiss
CRM2 Guide

Get Ready for “ETF Facts”

September 17, 2015 Jim Middlemiss
Special Reports

New privacy rules bring new risks

August 20, 2015 Jim Middlemiss
Special Reports

CASL and class action risk

July 3, 2015 Jim Middlemiss
Special Reports

CASL Update: Most advisors managing the basics well

July 2, 2015 Jim Middlemiss
Special Reports

A year on, anti-spam enforcement ramps up

June 29, 2015 Jim Middlemiss
CRTC case offers guidance to advisors on CASL compliance
News

TV cameras in securities commissions

May 21, 2015 Jim Middlemiss
Special Reports

A whole new ball game

February 15, 2015 Jim Middlemiss
Dealers’ Report Card

Many planners say office technology still not up to snuff: Includes chart

May 25, 2005 Jim Middlemiss