James Langton

Regulation

FINRA fines RBC US$1 million

April 23, 2015 James Langton
Industry

Former hacker headlines IIAC cybersecurity conference

April 23, 2015 James Langton
Regulation

OSC to follow CSA on U.S. broker exemptions

April 23, 2015 James Langton
Regulation

ASC terminates registration of exempt market dealer

April 23, 2015 James Langton
Regulation

OSC eyes fairness in fixed income markets

April 23, 2015 James Langton
Regulation

Deutsche Bank to pay US$2.5B for interest rate manipulations

April 23, 2015 James Langton
Regulation

Basel Committee curbs bank capital discretion for supervisors

April 22, 2015 James Langton
Regulation

ESMA issues call for evidence on virtual currencies

April 22, 2015 James Langton
Regulation

Compliance officer earns US$1M whistleblower award

April 22, 2015 James Langton
Regulation

NASAA advisory shines light on fees

April 22, 2015 James Langton
Industry

Taxpayers warned of phishing scheme

April 22, 2015 James Langton
Research and Markets

Life insurers maintain balance sheet strength: Fitch

April 22, 2015 James Langton