James Langton

Regulation

Vulnerable clients a priority for MFDA enforcement

May 1, 2015 James Langton
Regulation

N.B. delegates dealer registration to IIROC

May 1, 2015 James Langton
Research and Markets

Chi-X introduces new MOC order type

May 1, 2015 James Langton
Industry

Moody’s affirms ratings on Canadian banks

April 30, 2015 James Langton
Research and Markets

Scotia Economics cuts U.S. and Canadian growth forecasts for 2015

April 30, 2015 James Langton
Markets

Don’t worry just yet about Canadian market overvaluation: Desjardins Group

April 30, 2015 James Langton
Regulation

SSG report warns of risks connected to algorithmic trading

April 30, 2015 James Langton
Regulation

CSA provides guidance to proxy advisory firms

April 30, 2015 James Langton
Industry

Three firms refuse OBSI compensation recommendations

April 30, 2015 James Langton
Regulation

SEC considers new rules for cross-border security-based swaps

April 30, 2015 James Langton
Industry

Transition loan dispute headed to trial

April 29, 2015 James Langton
Regulation

IIROC extends unwinding of existing trustee, executorship and POA arrangements

April 29, 2015 James Langton