James Langton

Regulation

OSC panel issues lifetime ban, $2 million in sanctions

June 9, 2015 James Langton
Regulation

Canadian trader to pay US$1 million for short selling violations

June 9, 2015 James Langton
Regulation

OSC’s proposed whistleblower program could use tweaking

June 9, 2015 James Langton
Markets

Morgan Stanley closes its first green bond offering

June 9, 2015 James Langton
Industry

First customer goes live with Aequitas smart order router

June 9, 2015 James Langton
Research and Markets

Activist hedge funds are not a reason to limit the rights of shareholders

June 8, 2015 James Langton
Regulation

ESMA to examine impact of best practice principles for proxy advisor firms

June 8, 2015 James Langton
Research and Markets

Swiss, Chinese exchanges step up collaboration

June 8, 2015 James Langton
Industry

Stifel to buy Barclays’ U.S. wealth management unit

June 8, 2015 James Langton
Regulation

IOSCO report targets use of credit-rating agencies

June 8, 2015 James Langton
Regulation

Basel Committee proposes bank capital rule to cover interest rate risks

June 8, 2015 James Langton
Industry

OBSI approved as banking external complaint body

June 5, 2015 James Langton