James Langton

Regulation

ASC now automatically reciprocates other Canadian sanction orders

July 2, 2015 James Langton
Regulation

OSC forecasts higher revenues and expenses

June 30, 2015 James Langton
Regulation

AMF issues warning about repeat offender Michael Mitton

June 30, 2015 James Langton
Regulation

ESMA publishes guidelines for alternative performance measures

June 30, 2015 James Langton
Regulation

CSA proposes using SEDAR for exempt market filings

June 30, 2015 James Langton
Industry

PlanPlus to examine investor risk tolerance assessment practices

June 30, 2015 James Langton
Research and Markets

IOSCO shift away from bank-like oversight a credit positive for asset managers: Moody’s

June 29, 2015 James Langton
Regulation

OSC reciprocates BCSC cease-trade orders

June 29, 2015 James Langton
Research and Markets

Angel investing activity flat in 2014: NACO

June 29, 2015 James Langton
Regulation

OSC bans former Pro-Financial compliance chief

June 29, 2015 James Langton
Regulation

OSC to review compliance with OTC derivatives rules

June 29, 2015 James Langton
Research and Markets

Nasdaq launches index calculation system

June 29, 2015 James Langton