James Langton
Regulation
IIROC shifts tactics in stemming the flow to U.S. dark pools
December 10, 2015
James Langton
Industry
Agreements are critical to expanding trade in financial services
December 10, 2015
James Langton
Regulation
NASAA cautions fraud victims about third-party asset recovery companies
December 10, 2015
James Langton
Regulation
U.S. corporate bond liquidity healthy by most measures: FINRA
December 10, 2015
James Langton
Regulation
CSA proposes standardized risk classification methodology for funds
December 10, 2015
James Langton
Regulation
FCA report calls for greater protection of inside information
December 10, 2015
James Langton
Industry
U.K. wealth-management firms need to do better, FCA report finds
December 9, 2015
James Langton