James Langton

Regulation

IIROC report highlights need to strengthen enforcement powers

March 31, 2016 James Langton
Regulation

Regulators mull better aligning the interests of clients and advisors

March 31, 2016 James Langton
Regulation

CSA seeks comment on proposed proxy voting protocols

March 31, 2016 James Langton
Industry

New exempt market professionals course launches

March 31, 2016 James Langton
MFDA wants to regulate “financial planner” title
Regulation

OSFI seeks comment on draft LICAT guideline

March 31, 2016 James Langton
Advocis takes stand against new Saskatchewan tax on life insurance
Industry

Trading revenue drops for U.S. banks

March 30, 2016 James Langton
Regulation

Ontario man sentenced to jail for securities violations

March 30, 2016 James Langton
Regulation

IIROC and FSCO sign disciplinary information-sharing agreement

March 30, 2016 James Langton
Regulation

Australian regulators concerned about industry culture

March 30, 2016 James Langton
Regulation

BIS launches survey of FX and OTC derivatives markets

March 30, 2016 James Langton
Research and Markets

Nasdaq rebrands Canadian ATS

March 30, 2016 James Langton
People

Alberta appoints Stan Magidson as new head of ASC

March 30, 2016 James Langton