James Langton

Regulation

Cross-border derivatives market oversight moves forward

April 21, 2016 James Langton
Regulation

Manitoba securities investigator randomly contacted by illegal investment firm

April 20, 2016 James Langton
Regulation

FINRA securities helpline for seniors marks first year

April 20, 2016 James Langton
Regulation

MFDA disciplinary findings added to lawsuit

April 20, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager
Industry

Penn West reaches $53-million settlement with aggrieved shareholders

April 20, 2016 James Langton
Regulation

IAP report calls for action on investor protection

April 20, 2016 James Langton
FAIR Canada not in favour of regulators’ stance on best interest standard
Research and Markets

NYSE to begin trading of binary return derivatives on April 21

April 20, 2016 James Langton
Regulation

AMF urges caution about peer-to-peer risk sharing platforms

April 20, 2016 James Langton
AMF officials to head major IOSCO committees
Product

Mutual fund net sales pull back in Q1: IFIC

April 19, 2016 James Langton
Research and Markets

U.S. corporate liquidity continues to weaken: Moody’s

April 19, 2016 James Langton
Regulation

FINRA reminds firms about obligations regarding pension income stream products

April 19, 2016 James Langton
Regulation

U.S. regulator flags asset management risks

April 19, 2016 James Langton