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James Langton

Regulation

IIROC updates CRM2 FAQ

May 30, 2016 James Langton
Regulation

ASC to enact new fee rule

May 30, 2016 James Langton
New Alberta law to give SROs greater powers
Industry

DBRS updates global business code of conduct

May 30, 2016 James Langton
Research and Markets

Regulators approve TSX trading fee reductions

May 30, 2016 James Langton
Regulation

IIROC suspends and fines advisor for conflict of interest

May 27, 2016 James Langton
Research and Markets

European banking union is still a work in progress: Moody’s

May 27, 2016 James Langton
Industry

Tax protestor receives conditional sentence

May 27, 2016 James Langton
Regulation

ESMA issues consulting paper on benchmark regulation

May 27, 2016 James Langton
Research and Markets

TSX to introduce new requirements for issuers

May 26, 2016 James Langton
Regulation

U.S. program focuses on preventing elder investment fraud

May 26, 2016 James Langton
Regulation

Prepare for T+2 settlement, CSA tells firms

May 26, 2016 James Langton
Regulation

IIROC to deal with significant issues in the year ahead

May 26, 2016 James Langton
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