James Langton

Regulation

AMF creates fintech working group

June 13, 2016 James Langton
Rise of fintech includes many future risks, FSB says
People

Former CIBC vice chairman joins Warburg Pincus

June 13, 2016 James Langton
ASC orders former broker to pay more than $500,000 for violating securities laws
Regulation

OSC dismisses advisor’s appeal of IIROC sanctions

June 10, 2016 James Langton
Industry

Ontario court rejects suit brought by stock promoters

June 10, 2016 James Langton
Industry

IIAC steps up best interest fight

June 10, 2016 James Langton
Industry

Report highlights systemic issues at Canada Revenue Agency

June 10, 2016 James Langton
Regulation

Regulators approve IIROC rule consolidation

June 10, 2016 James Langton
Regulation

SEC offers US$17-million whistleblower reward

June 9, 2016 James Langton
Regulation

OSC prepared to go it alone with best interest standard

June 9, 2016 James Langton
FAIR Canada not in favour of regulators’ stance on best interest standard
Research and Markets

Pension assets, revenues grow in fourth quarter: StatsCan

June 9, 2016 James Langton
Industry

UBS Americas overhauls brokerage business

June 9, 2016 James Langton
Regulation

U.S. authorities issue cybersecurity bulletin

June 9, 2016 James Langton