James Langton

From the Regulators

Exec settles ASC’s fraud, disclosure allegations

September 23, 2025 James Langton
penalty card
Research and Markets

Retail investors to power private debt AUM growth

September 23, 2025 James Langton
Main street sign
From the Regulators

SEC alleges “free rider” duped brokers

September 23, 2025 James Langton
Stealing money
Research and Markets

After a brief reprieve, growth to slow in 2026: OECD

September 23, 2025 James Langton
Globe dollars
From the Regulators

ASIC flags private credit fund risks

September 22, 2025 James Langton
Illustration of a businessperson using a magnifying glass to examine files
Research and Markets

Investors skeptical of shift in executive pay

September 22, 2025 James Langton
compensation communication
From the Regulators

DoJ settles with BofA in spoofing case

September 22, 2025 James Langton
Court settlement
From the Regulators

CIRO breach has advisors on high alert

September 19, 2025 James Langton
Computer keys
From the Regulators

RCMP seizes crypto platform, assets

September 19, 2025 James Langton
Crypto money
From the Regulators

Court rules CEO’s firing violated OSC whistleblower protections

September 19, 2025 James Langton
whistle blower
From the Regulators

Immigration scheme violated securities rules: NSSC

September 19, 2025 James Langton
Judgment fine
From the Regulators

Buffett-based arb strategy, just a Ponzi scheme

September 19, 2025 James Langton
ponzi scheme