James Langton

Regulation

IIROC issues cybersecurity report cards

October 3, 2016 James Langton
New York boosts cybersecurity
Industry

IIAC, FPSC question some CSA reform proposals

October 3, 2016 James Langton
People

Martin Thompson appointed president and CEO of RSA Canada

October 3, 2016 James Langton
People

OSC appoints Jeff Kehoe as enforcement director

October 3, 2016 James Langton
Industry applauds Sousa’s regulatory proposals
Regulation

ESMA proposes consolidated tape for non-equity products

October 3, 2016 James Langton
Research and Markets

Political risks threaten global growth outlook: Fitch

October 3, 2016 James Langton
Regulation

CSA issues guidance on new exempt-distribution reports

September 29, 2016 James Langton
Regulation

AMF officials to head major IOSCO committees

September 29, 2016 James Langton
AMF officials to head major IOSCO committees
Regulation

Jane Norberg named chief of SEC Whistleblower Office

September 29, 2016 James Langton
Regulation

ESMA consults on future rules for financial benchmarks

September 29, 2016 James Langton
Regulation

SEC proposes shorter settlement cycle to reduce risk

September 29, 2016 James Langton
Industry

IFIC supports MFDA’s proposed proficiency standard for reps to sell ETFs

September 29, 2016 James Langton