James Langton
Regulation
CSA aims to raise awareness of CRM2 with new animated videos
October 19, 2016
James Langton
Regulation
FINRA gets approval to require firms to report Treasury transactions
October 19, 2016
James Langton
Regulation
Policymakers propose harmonization of OTC derivatives data
October 19, 2016
James Langton
Industry
Russell calls on regulators to provide more insight into rule proposals
October 19, 2016
James Langton
Regulation
Regulators having trouble meeting some Basel III deadlines
October 19, 2016
James Langton
Regulation
IIROC hearing panel bans advisor for five years due to various infractions
October 17, 2016
James Langton
Regulation
Phase two of bond market transparency initiative takes effect Nov. 1
October 17, 2016
James Langton