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  2. James Langton

James Langton

Research and Markets

Smaller U.S. firms at risk under DOL rule

December 12, 2016 James Langton
Research and Markets

Move away from fossil fuel investments picking up pace

December 12, 2016 James Langton
Research and Markets

Expect a bump in Canadian junk

December 12, 2016 James Langton
Regulation

IIROC to hold next continuity planning test in October 2017

December 9, 2016 James Langton
MFDA fulfilling its duties, but room for improvement exists, CSA finds
Industry

FAIR Canada calls for major changes in yearend wish list

December 9, 2016 James Langton
Letters to the editor: IIROC firms already meet the best interests of their clients
Regulation

OSFI releases revisions to the capital rules

December 9, 2016 James Langton
Regulation

SEC announces second whistleblower award this week

December 9, 2016 James Langton
Regulation

IIROC hearing panel bans and fines former advisor $275,000

December 9, 2016 James Langton
Regulation

FCA considers more prescriptive rules for crowdfunding

December 9, 2016 James Langton
Regulation

Basel Committee completes implementation reviews on all members

December 9, 2016 James Langton
Research and Markets

Default rate for speculative-grade securities dropping: Moody’s report

December 9, 2016 James Langton
Regulation

SEC’s head of enforcement to leave the U.S. regulator by yearend

December 8, 2016 James Langton
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