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  1. Home
  2. James Langton

James Langton

Regulation

Australian regulators seek to streamline market integrity rules

January 24, 2017 James Langton
Regulation

B.C. life insurance agent suspended for five years

January 23, 2017 James Langton
Industry

Feds’ VCAP program generates $886 million in investment commitments

January 23, 2017 James Langton
Regulation

SEC awards three whistleblowers US$7 million

January 23, 2017 James Langton
Regulation

Investors have much to learn about investment fees, BCSC study finds

January 23, 2017 James Langton
IAP calls on regulators to eliminate embedded compensation
Regulation

Advisors’ training for risk assessments should be boosted, IAP recommends

January 23, 2017 James Langton
Risks faced by retired clients
Research and Markets

Foreign investments driving growth in Canada’s stock market

January 23, 2017 James Langton
Regulation

DoJ reaches US$50-million settlement with Société Générale

January 20, 2017 James Langton
Research and Markets

Moody’s liquidity-stress index unchanged in early January

January 20, 2017 James Langton
People

U.S. CFTC names acting chairman

January 20, 2017 James Langton
Regulation

IIROC suspends All Group Financial Services

January 19, 2017 James Langton
Regulation

Issuers must do a better job of reporting cybersecurity information

January 19, 2017 James Langton
Financial firms face significant risk from cyberattacks
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