James Langton

Product

Mutual fund net sales continued strong pace in April

May 25, 2017 James Langton
Regulation

OSC grants relief to Invesco

May 25, 2017 James Langton
Regulation

New cybersecurity rules for U.S. investment firms, advisors on the way

May 25, 2017 James Langton
Regulation

IIROC webcast examines automated advice and suitability

May 25, 2017 James Langton
Regulation

New code of conduct aims to set standards for FX trading

May 25, 2017 James Langton
Regulation

Paper sets out OSC’s approach to regulatory policy

May 25, 2017 James Langton
Adoption of big regulatory changes must avoid unintentional harm
Research and Markets

TMX develops blockchain system for NGX

May 24, 2017 James Langton
Research and Markets

M&A activity in global asset-management business set to surge

May 24, 2017 James Langton
Industry

WealthBar recommends investors ask advisors tough questions

May 24, 2017 James Langton
Regulation

Ban on embedded commissions could take toll on non-bank dealers

May 23, 2017 James Langton
Echelon Wealth Partners names Joe Oliver as chairman
Regulation

CFTC bolsters protection for whistleblowers

May 23, 2017 James Langton
Regulation

FSB issues progress report on preventing financial industry misconduct

May 23, 2017 James Langton