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  1. Home
  2. James Langton

James Langton

Product

WisdomTree Canada, Questrade enter partnership

July 27, 2017 James Langton
Regulation

Canada up to par in asset protection

July 27, 2017 James Langton
Regulation

Regulators put focus on conflicted transactions

July 27, 2017 James Langton
FPSC makes changes to its board of directors
Regulation

U.S. regulators sanction four firms

July 27, 2017 James Langton
Regulation

SEC awards tipster more than US$1.7 million

July 27, 2017 James Langton
Regulation

CSA’s new rules enhance custody requirements on EMDs

July 27, 2017 James Langton
Research and Markets

Greater engagement with indigenous communities needed: SHARE

July 27, 2017 James Langton
Greater engagement with indigenous communities needed: SHARE
Regulation

FINRA restructures enforcement division under Susan Schroeder

July 26, 2017 James Langton
Product

Mutual fund sales continued upward march in June

July 26, 2017 James Langton
Regulation

Proposed rule change targets advisors accessing client accounts

July 26, 2017 James Langton
Regulation

Manitoba investors lured into binary options fraud

July 26, 2017 James Langton
New Brunswick regulator reports increase in suspected fraud
Regulation

Digital asset offerings are subject to securities laws: SEC

July 26, 2017 James Langton
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