James Langton

Regulation

Improvements to CRM2 compliance needed: MFDA

January 30, 2018 James Langton
Product

Strong ETF growth poised to accelerate

January 30, 2018 James Langton
Industry

U.S. securities class action filings soar

January 29, 2018 James Langton
Markets

CLHIA urges feds to enhance retirement income security

January 29, 2018 James Langton
Hand putting Coins in glass jar with retro alarm clock for time to money saving for retirement
Regulation

Saskatchewan investors warned not to invest with USI-Tech

January 29, 2018 James Langton
Markets

Fixed-income investors don’t fear inflation: study

January 29, 2018 James Langton
Regulation

U.K. regulator warns of increased risk of online fraud

January 29, 2018 James Langton
Regulation

NBF fined $700,000 for ETF disclosure failings

January 26, 2018 James Langton
Regulation

IIROC issues guidance on CE program

January 26, 2018 James Langton
People

OSC names three new commissioners

January 26, 2018 James Langton
Regulation

Appeal court upholds OSC decisions in insider tipping and trading case

January 26, 2018 James Langton
Regulation

FINRA sanctions rep for posting fake sex ad

January 25, 2018 James Langton