James Langton

Regulation

FCAA warns investors of “reload scheme”

May 7, 2018 James Langton
Regulation

Big Rock Labs founder fined $100,000 for manipulative trading

May 7, 2018 James Langton
Regulation

Michael Piwowar stepping down from SEC

May 7, 2018 James Langton
Regulation

OSC requests applications for continuous disclosure advisory committee

May 7, 2018 James Langton
Regulation

FSB consults on using compensation data to prevent financial industry misconduct

May 7, 2018 James Langton
Regulation

ASC gives green light to no-contest settlements

May 4, 2018 James Langton
Regulation

IIROC reports decline in enforcement activity for 2017

May 4, 2018 James Langton
Regulation

MFDA fines, bans former mutual fund rep

May 4, 2018 James Langton
Regulation

Report highlights significant increase in MFDA enforcement activity

May 3, 2018 James Langton
Industry

IFRS 15 to boost IGM’s earnings

May 3, 2018 James Langton
Regulation

Some CCPs still lag on risk management and recovery planning

May 3, 2018 James Langton
Research and Markets

Market value of OTC derivatives falls to 10-year low

May 3, 2018 James Langton