James Langton

Markets

Family-controlled companies beat broader market: report

September 10, 2018 James Langton
Regulation

FINRA report identifies benefits and risks of regtech

September 10, 2018 James Langton
Industry

Proposed changes to AML regulations pose challenges for securities industry: IIAC

September 10, 2018 James Langton
Research and Markets

OSC seeks comment on Nasdaq Canada proposed fee change

September 7, 2018 James Langton
Industry

Future looks profitable for independent retail firms

September 6, 2018 James Langton
Regulation

CSA proposes rule regarding non-GAAP and other financial measures

September 6, 2018 James Langton
Product

ETF inflows surged in August

September 6, 2018 James Langton
Regulation

MFDA bans former Scotia Securities rep

September 6, 2018 James Langton
Industry

Court sides with Manulife on wrongful dismissal

September 6, 2018 James Langton
Regulation

FCA introduces advisor reassessment test

September 5, 2018 James Langton
Regulation

Outsourcing should be entered into as introducing/carrying dealer arrangement: MFDA

September 5, 2018 James Langton
outsourcing word on yellow roadsign on blue urban background
Industry

Banking complaints climbed in Q2: OBSI

September 5, 2018 James Langton