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James Langton
James Langton
Regulation
IIROC issues guidance on arrangements between dealers and portfolio managers
December 20, 2018
James Langton
Regulation
IIROC seeks candidates for proficiency committee
December 20, 2018
James Langton
Markets
OSFI risk exposure reforms positive for Canadian banks
December 20, 2018
James Langton
Regulation
SEC to conduct trading fee pilot study
December 19, 2018
James Langton
Regulation
Quebec tribunal overturns IIROC decision
December 19, 2018
James Langton
Regulation
Securities regulators flag Affiliated Trade Group
December 19, 2018
James Langton
Industry
OBSI updates terms of reference
December 19, 2018
James Langton
Regulation
Vancouver man facing more securities charges: BCSC
December 18, 2018
James Langton
Regulation
IIROC schedules business continuity test for October
December 18, 2018
James Langton
Regulation
CSA to study impact of trading fees, rebates
December 18, 2018
James Langton
Industry
Virtual Brokers lowers commissions
December 18, 2018
James Langton
Regulation
Raymond James fined $125,000 for overcharging clients
December 17, 2018
James Langton
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