James Langton

Regulation

NASAA calls on Congress to put retail investors first

March 6, 2019 James Langton
Research and Markets

Choppy markets, dimming economy curb bank profit growth

March 6, 2019 James Langton
Research and Markets

Long-term financial security for women at risk: study

March 6, 2019 James Langton
Regulation

B.C. boosting ability to seize proceeds of crime

March 5, 2019 James Langton
Regulation

MFDA warns dealers about conflicts created by fundco promos

March 5, 2019 James Langton
Regulation

FINRA sanctions firm for failing to supervise short selling

March 5, 2019 James Langton
Regulation

Regulators issue guidance on final adoption of margin rules for derivatives markets

March 5, 2019 James Langton
global markets
Regulation

CFTC pays millions to tipster for number crunching that led to enforcement action

March 4, 2019 James Langton
Regulation

OSC announces hearings, internal work at cutting red tape

March 4, 2019 James Langton
Industry

Banking is most exposed sector to cyber risks: Moody’s

March 4, 2019 James Langton
Regulation

OSC urged to cut regulatory burdens, not investor protections

March 4, 2019 James Langton
Regulation

SIFMA opposes state fiduciary standards

March 1, 2019 James Langton