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James Langton
James Langton
Regulation
B.C. boosting ability to seize proceeds of crime
March 5, 2019
James Langton
Regulation
MFDA warns dealers about conflicts created by fundco promos
March 5, 2019
James Langton
Regulation
FINRA sanctions firm for failing to supervise short selling
March 5, 2019
James Langton
Regulation
Regulators issue guidance on final adoption of margin rules for derivatives markets
March 5, 2019
James Langton
Regulation
CFTC pays millions to tipster for number crunching that led to enforcement action
March 4, 2019
James Langton
Regulation
OSC announces hearings, internal work at cutting red tape
March 4, 2019
James Langton
Industry
Banking is most exposed sector to cyber risks: Moody’s
March 4, 2019
James Langton
Regulation
OSC urged to cut regulatory burdens, not investor protections
March 4, 2019
James Langton
Regulation
SIFMA opposes state fiduciary standards
March 1, 2019
James Langton
Regulation
MSC warns investors about sketchy trading platform
March 1, 2019
James Langton
Industry
MSCI expanding index exposure to China
March 1, 2019
James Langton
Regulation
OSFI warns of phony regulator scam
February 28, 2019
James Langton
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