James Langton

Regulation

OSC updating oversight of investor protection funds

April 25, 2019 James Langton
Regulation

IIROC to adopt new disciplinary tools

April 25, 2019 James Langton
Regulation

FINRA launches unit to focus on industry innovation

April 24, 2019 James Langton
Regulation

NASAA warns investors about cross-selling risks

April 24, 2019 James Langton
Research and Markets

Global VC market powered by smaller deals in Q1

April 24, 2019 James Langton
Research and Markets

Amid a weaker loonie and strong M&A activity, cross-border investment surged in 2018, StatsCan reports

April 24, 2019 James Langton
Regulation

OSFI rejigs executive lineup

April 23, 2019 James Langton
Regulation

Former rep sanctioned for suitability failures

April 23, 2019 James Langton
Markets

Canadian bank volatility set to rise, report says

April 23, 2019 James Langton
Regulation

FCA seeks to boost consumer protection

April 23, 2019 James Langton
Regulation

CFTC shuts down alleged forex fraud

April 22, 2019 James Langton
Regulation

Canadian, UK regulators to share sandbox

April 18, 2019 James Langton