James Langton

Industry

CI Financial names new CEO

August 6, 2019 James Langton
Regulation

B.C. firm admits to misusing ‘soft dollars’ in settlement with regulator

July 19, 2019 James Langton
Regulation

MFDA consults on CE accreditation process

July 19, 2019 James Langton
Regulation

OSC reaches $2 million settlement with Caldwell over best execution failures

July 19, 2019 James Langton
Industry

Appeal court finds former Manulife employee was entitled to rescind retirement

July 19, 2019 James Langton
Regulation

FSB delays reforms to securities financing rules

July 19, 2019 James Langton
Regulation

OSFI revising liquidity, capital rules for banks

July 18, 2019 James Langton
Regulation

Senior clients need more from financial firms: report

July 18, 2019 James Langton
Industry

U.S. RIAs marrying at record rates

July 18, 2019 James Langton
Regulation

IOSCO pushes back on criticism

July 18, 2019 James Langton
Regulation

Second man charged in alleged Ponzi scheme

July 17, 2019 James Langton
Industry

Free trading in the dark coming to TSX next month

July 17, 2019 James Langton