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James Langton
James Langton
Regulation
CSA issues guidance for firms that need help with compliance
August 22, 2019
James Langton
Regulation
New IIROC rulebook approved for June 2020
August 22, 2019
James Langton
Regulation
Updated: SEC tackles concerns about proxy advisory firms
August 21, 2019
James Langton
Research and Markets
Financial firms boosting their climate risk disclosure, study finds
August 21, 2019
James Langton
Regulation
JP Morgan trader admits to spoofing, DoJ says
August 21, 2019
James Langton
Regulation
SEC settles disclosure charges against ICO rating agency
August 20, 2019
James Langton
Regulation
Volcker Rule revisions meet with U.S. industry approval
August 20, 2019
James Langton
Industry
Derivatives exchanges must meet growing demand for sustainability
August 20, 2019
James Langton
Research and Markets
Canada risks return to fiscal turmoil, Fraser Institute warns
August 20, 2019
James Langton
Industry
U.K. wealth firm, part-owned by AGF, in merger talks
August 19, 2019
James Langton
Regulation
CRM2 fee disclosures fail to enlighten, empower investors: report
August 19, 2019
James Langton
Regulation
BMO banker joins OSFI top management ranks
August 19, 2019
James Langton
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