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James Langton
James Langton
Regulation
DoJ charges precious metals traders with market manipulation
September 16, 2019
James Langton
Regulation
MFDA settles with FundEX for supervisory shortcomings
September 13, 2019
James Langton
Regulation
Investor funds went up in smoke at pot company, OSC alleges
September 13, 2019
James Langton
Regulation
Financial industry risks abound, EU regulators say
September 12, 2019
James Langton
Regulation
CSA offers sweeping relief to investment funds
September 12, 2019
James Langton
Regulation
OSC to ease firms’ fee payment process
September 12, 2019
James Langton
Regulation
Ex-KPMG exec gets jail for scheme to game regulators
September 11, 2019
James Langton
Regulation
CFTC alleges Canadian firm misled investors
September 11, 2019
James Langton
Markets
Most investors support climate disclosure, board diversity, ISS finds
September 11, 2019
James Langton
Regulation
IOSCO to industry: sync your watches
September 11, 2019
James Langton
Markets
Pension assets surged in Q1, StatsCan says
September 11, 2019
James Langton
Regulation
NASAA regulators produce big fines and hard time for securities scofflaws
September 10, 2019
James Langton
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