James Langton

Regulation

CFTC exempts family offices in split vote

November 25, 2019 James Langton
Research and Markets

Schwab’s Ameritrade buyout a positive for TD Bank, DBRS says

November 25, 2019 James Langton
Research and Markets

Financial sector M&A jumps in Q3, GlobalData

November 25, 2019 James Langton
Regulation

IIROC steps up AML guidance

November 25, 2019 James Langton
Regulation

Conduct rules for derivatives dealers coming soon, OSC says

November 22, 2019 James Langton
Research and Markets

Adapting brokerage sector looks stable for 2020, Fitch says

November 22, 2019 James Langton
Regulation

New Brunswick aims to boost SRO powers

November 22, 2019 James Langton
Flowerpot Rocks, part of the Hopewell Rocks, in New Brunswick, Canada
Regulation

U.K. broker pleads guilty to conspiring to evade FATCA

November 22, 2019 James Langton
Regulation

FINTRAC to allow virtual currency dealers to register

November 22, 2019 James Langton
Regulation

Court grants leave to appeal BCSC ruling in pump-and-dump case

November 22, 2019 James Langton
Regulation

OSC decision on DSCs to come — eventually

November 22, 2019 James Langton
Regulation

TD added to the list of global systemically important banks

November 22, 2019 James Langton