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  1. Home
  2. James Langton

James Langton

Regulation

Canadians charged by SEC for penny stock trading

January 2, 2020 James Langton
Regulation

OSC seeks input from innovators

January 2, 2020 James Langton
Markets

M&A activity declined in 2019

January 2, 2020 James Langton
Regulation

Swiss bank penalized for undisclosed U.S. accounts

January 2, 2020 James Langton
Industry

Vanguard goes commission-free

January 2, 2020 James Langton
Industry

Equity issuance slumped, debt surged, in 2019

January 2, 2020 James Langton
Regulation

B.C. court dismisses suit against IIROC

December 23, 2019 James Langton
Regulation

Nova Scotia regulator warns about ‘unlocking’ scams

December 23, 2019 James Langton
Regulation

Firms told to prep for end of LIBOR

December 23, 2019 James Langton
Regulation

NASAA warns about investor threats for 2020

December 23, 2019 James Langton
Industry

U.S. broker sanctioned for failing to guard against market manipulation

December 23, 2019 James Langton
Regulation

OSC alleges ex-CEO sought contact high from pot sector

December 20, 2019 James Langton
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