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  2. James Langton

James Langton

Regulation

Exempt IIROC, MFDA firms from title rules: IIAC

October 27, 2020 James Langton
rules and regulations
Regulation

Fund dealers focus on middle-class investors

October 26, 2020 James Langton
Partners discussing new plans
Markets

Sun Life deal for U.S. fund manager a win: Moody’s

October 26, 2020 James Langton
Industry

U.S. securities industry conducts continuity test

October 26, 2020 James Langton
Markets

Time for BoC to pull back on QE, NBF suggests

October 26, 2020 James Langton
Regulation

Day trader training scheme crossed the line: SEC

October 23, 2020 James Langton
Research and Markets

Fitch sanguine on Goldman’s 1MDB settlement

October 23, 2020 James Langton
Research and Markets

Pandemic-driven travel hurdles hit economy hard: StatsCan

October 23, 2020 James Langton
a man interrupts a cascade of falling dominoes
Research and Markets

Paying cash to contractors drives underground economy

October 23, 2020 James Langton
Regulation

SEC tops US$100 million with whistleblower award

October 22, 2020 James Langton
Research and Markets

Mutual fund sales turn negative but ETFs roll on: IFIC

October 22, 2020 James Langton
Business chart with rising arrow and falling arrow
Regulation

Got Kik? The SEC does

October 22, 2020 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
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