James Langton

From the Regulators

U.K. aims to help banks avoid liquidity crunch

March 17, 2026 James Langton
British currency
From the Regulators

SEC focuses OTC market rules

March 17, 2026 James Langton
new rules
From the Regulators

FCA consults on consumer redress reforms

March 17, 2026 James Langton
consultation discussion
News

SEC’s new enforcement chief resigns

March 16, 2026 James Langton
SEC
News

FINRA reforms aim to ease burdens

March 16, 2026 James Langton
Old and new sign
News

Ex-rep sentenced in fraud case

March 16, 2026 James Langton
Fraudster captured
News

MX adopts new compliance remediation process

March 16, 2026 James Langton
Economic indicators
News

Canada joins U.S., U.K. to disrupt crypto scams

March 16, 2026 James Langton
News

Crypto class action settlement complete

March 9, 2026 James Langton
crypto currency regulation
From the Regulators

NYSE sanctioned over market outage

March 6, 2026 James Langton
Move to low-cost investing takes toll on U.S. asset-management firms
From the Regulators

Ex-CFO sentenced in crypto fraud

March 6, 2026 James Langton
businessman behind bars
From the Regulators

Canaccord failed to flag suspicious trading: U.S. regs

March 6, 2026 James Langton
calendar court