U.S. authorities charged three men in connection with an alleged multimillion-dollar scheme
Growing antitrust concerns could thwart larger transactions
The ex-representative embezzled funds from elderly clients
However, omicron effects weigh on the outlook
Consolidation may make it tougher for troubled firms to find merger partners
The firm agreed to a $157,500 fine and will repay 6,000 affected clients
Regulators consult on rule changes ahead of digital securities test
Randhawa to oversee innovation, modernization and outreach in new role
Capital markets, economic recovery seen powering banks' growth in 2022
Initiative expands companies ability to fact check proxy research