James Langton

Regulation

Rep used fake account, loans to steal from client

May 12, 2023 James Langton
Regulation

IOSCO issues new guidance for ETF regulation

May 12, 2023 James Langton
Extreme closeup of an annual report -- based on the "portfolio facts," the fund is a 100% stock mutual fund
Regulation

FINRA to firm: Get out!

May 12, 2023 James Langton
Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo
Research and Markets

Household financial pressures growing: Fitch

May 12, 2023 James Langton
Regulation

Decision that put certain investors at head of line in Bridging receivership faces appeal

May 12, 2023 James Langton
Regulation

MX fines firm for weak controls

May 12, 2023 James Langton
Regulation

FCAC seeks single body for bank complaints

May 11, 2023 James Langton
Research and Markets

Breaking the doom loop for U.S. banks

May 11, 2023 James Langton
Regulation

CFTC, SEC sanction Scotia for texting violations

May 11, 2023 James Langton
Texting hands
Regulation

OSFI reviewing liquidity treatment of high-interest savings account ETFs

May 10, 2023 James Langton
Regulation

IOSCO tackles SPAC boom concerns

May 10, 2023 James Langton
Inspecting papers
Markets

Commercial projects drive surge in building permits

May 10, 2023 James Langton