James Langton

News

SRO proposal highlights investor restitution challenges

June 2, 2023 James Langton
investor restitution challenges
Industry

Global regulators come for crypto

June 2, 2023 James Langton
crypto currency regulation
Brokerage Report Card 2023

Brokerage advisors saw growth through a difficult year

June 2, 2023 James Langton
overcome obstacles
From the Regulators

Calgary fraudster gets seven-year sentence

June 1, 2023 James Langton
Regulation

Mutual fund chargebacks to face CSA scrutiny

June 1, 2023 James Langton
Focus on Mutual Funds Special Report
Regulation

ESMA seeks solutions to greenwashing

June 1, 2023 James Langton
Painting pollution green with a highlighter
Research and Markets

Global trade hitting the skids, Fitch says

June 1, 2023 James Langton
Container Cargo ship and Cargo plane with working crane
Regulation

CIRO to align compliance operations

June 1, 2023 James Langton
A man removing interlocking pieces from a large stack
Regulation

CSA’s SEDAR+ rollout hits speed bump

June 1, 2023 James Langton
Markets

Venture capital activity slumps in rising rate environment

June 1, 2023 James Langton
up and down arrows
Markets

U.S. corporate default forecasts deteriorate

May 31, 2023 James Langton
Regulation

How FINRA spent its enforcement fines

May 31, 2023 James Langton
Fines graphic