James Langton

From the Regulators

RBC settles internal controls case with SEC, OSC, AMF

November 2, 2023 James Langton
From the Regulators

U.K.’s FCA issues guidance on new crypto rules

November 2, 2023 James Langton
Crypto money
From the Regulators

Ex-Goldman banker gets jail for insider trading

November 2, 2023 James Langton
Research and Markets

Global sustainable bond issuance to hold up, Moody’s says

November 2, 2023 James Langton
Globe climate
News

“Safe” crypto token was anything but: SEC

November 1, 2023 James Langton
businessman behind bars
News

Former rep fined, banned by CIRO

November 1, 2023 James Langton
Stealing money
News

Four charged in alleged “free-riding” scheme

October 31, 2023 James Langton
business man using magnifying glass to inspect documents
News

FINRA deputy enforcement chief departs

October 31, 2023 James Langton
announcement
News

CPA Ontario sanctions Deloitte over backdating

October 31, 2023 James Langton
Judge's gavel with magnifying glass on black.
News

FINRA enters the quantum realm

October 30, 2023 James Langton
Quantum computer
Research and Markets

Debt at risk of junk downgrade rises: Moody’s

October 30, 2023 James Langton
down arrow
News

Brexit shakes up EU trading landscape: ESMA

October 30, 2023 James Langton
Euro trading