James Langton

Regulation

Rep’s fraud convictions upheld

June 12, 2026 James Langton
jail bars
Regulation

Fake bank website used to trick issuer: SEC

June 12, 2026 James Langton
stealing money
Regulation

FINRA seeks reforms to modernize, ease costs

June 12, 2026 James Langton
Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo
Regulation

Ex-rep fined, banned for duping clients

June 12, 2026 James Langton
Fraud allure
Regulation

CSA closes fund dealer loopholes

June 11, 2026 James Langton
Hands reaching out for pie
Regulation

Euribor benchmark panel adds new bank

June 11, 2026 James Langton
Bond board
Regulation

Crypto mixer shuttered, pair arrested

June 11, 2026 James Langton
Crypto coins
Regulation

SEC to drop trade-through prohibition

June 11, 2026 James Langton
U.S. equities
Regulation

FCA sanctions exec over disciplinary disclosure

June 11, 2026 James Langton
Fiera continues expansion strategy with acquisition of Charlemagne Capital
Regulation

Court rejects will written after death

June 11, 2026 James Langton
Older couple reviews a contract with a lawyer or financial advisor
Regulation

U.S. tax shelter promoters convicted

June 10, 2026 James Langton
Regulation

Ex-TD banker gets jail time in laundering case

June 10, 2026 James Langton
Laundering money