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James Langton
James Langton
From the Regulators
U.K. proposes stablecoin regulations
November 6, 2023
James Langton
From the Regulators
Former rep fined, banned for taking loans from clients
November 3, 2023
James Langton
From the Regulators
AMF consults on total cost reporting for seg funds
November 2, 2023
James Langton
From the Regulators
RBC settles internal controls case with SEC, OSC, AMF
November 2, 2023
James Langton
From the Regulators
U.K.’s FCA issues guidance on new crypto rules
November 2, 2023
James Langton
From the Regulators
Ex-Goldman banker gets jail for insider trading
November 2, 2023
James Langton
Research and Markets
Global sustainable bond issuance to hold up, Moody’s says
November 2, 2023
James Langton
News
“Safe” crypto token was anything but: SEC
November 1, 2023
James Langton
News
Former rep fined, banned by CIRO
November 1, 2023
James Langton
News
Four charged in alleged “free-riding” scheme
October 31, 2023
James Langton
News
FINRA deputy enforcement chief departs
October 31, 2023
James Langton
News
CPA Ontario sanctions Deloitte over backdating
October 31, 2023
James Langton
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