James Langton

News

FCA finds fault in firms’ retirement advice

March 20, 2024 James Langton
Retirees
News

B.C. court certifies vacation pay class action

March 20, 2024 James Langton
Vacation pay
From the Regulators

Rep called out after strike two

March 19, 2024 James Langton
From the Regulators

Rep fell for fraud scheme, sanctioned by SRO

March 19, 2024 James Langton
From the Regulators

SEC alleges advisers engaged in AI-washing

March 19, 2024 James Langton
Big data
From the Regulators

SEC sanctions bankrupt crypto lender

March 19, 2024 James Langton
cryptocurrencies
From the Regulators

FINRA fines firm over finfluencers

March 19, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

FSRA’s proposed guidance on life agent suitability a good first step

March 11, 2024 James Langton
News

Binding dispute resolution a bitter pill for industry to swallow

March 11, 2024 James Langton
see-saw with king chess piece and pawns
From the Regulators

Boiler room broker gets five years in prison

March 8, 2024 James Langton
Research and Markets

Banks face array of shareholder proposals

March 8, 2024 James Langton
Modern Keyboard Button with Vote Icon - Online Voting and Election Concept
From the Regulators

CIRO panel sanctions fund rep over conflicts

March 8, 2024 James Langton