James Langton

From the Regulators

BCSC steps up fight against misleading investors

December 13, 2024 James Langton
Rules and regulations
From the Regulators

Lutnick’s Cantor settles with SEC

December 13, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

CIRO asks for industry comments on OEO dealers serving DIY clients

December 13, 2024 James Langton
Phone text
From the Regulators

FCA aims to fill the advice gap for mid-market U.K. investors

December 12, 2024 James Langton
investment growth
From the Regulators

CIRO to match SEC on trading increments

December 12, 2024 James Langton
trade timing
Research and Markets

G20 growth edged up in third quarter: OECD

December 12, 2024 James Langton
World graph
From the Regulators

Issuer sanctioned by OSC for misleading disclosure

December 12, 2024 James Langton
calendar court
From the Regulators

Fired CEO’s bid to turn lemons into lemonade illegal: SEC

December 12, 2024 James Langton
Businessman shamed
From the Regulators

Nigerian scammers impersonating legit advisors: SEC

December 11, 2024 James Langton
Metal handcuffs placed over the word fraud
News

Former TD employee in U.S. charged for money laundering

December 11, 2024 James Langton, The Canadian Press
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

Ontario court approves trailer fee class action deal

December 11, 2024 James Langton
Judge looks at papers
News

Boosting banks’ defences to fund risks

December 11, 2024 James Langton
Graphic of Europe