James Langton

From the Regulators

Barclays drops FCA appeal, takes £40 million fine

November 25, 2024 James Langton
Fiera continues expansion strategy with acquisition of Charlemagne Capital
From the Regulators

IOSCO seeks improved oversight of OTC markets

November 25, 2024 James Langton
Mining resources
Research and Markets

Fund sales rise, driving asset gains: IFIC

November 25, 2024 James Langton
Man moving stack of coins to growing stack of coing. Concept of investment income growth.
News

SEC reports record financial remedies

November 22, 2024 James Langton
Judge's gavel with magnifying glass on black.
News

Ex-fund rep banned for ‘obvious’ conflict of interest

November 22, 2024 James Langton
Judge looks at papers
Research and Markets

Markets more liquid, but increasingly fragile

November 22, 2024 James Langton
Economic growth
News

Ex-CDPQ employees caught in U.S. corruption case

November 22, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
Research and Markets

Credit card performance stable in Q3: Fitch

November 22, 2024 James Langton
Credit card
From the Regulators

Sweeps buoyed SEC enforcement: report

November 22, 2024 James Langton
Businessman Blowing Whistle Isolated on White Background
Research and Markets

OTC derivatives rise in first half: BIS

November 22, 2024 James Langton
Advisor tracking stocks
From the Regulators

With Trump’s return, Gensler to leave SEC

November 21, 2024 James Langton
Wells Fargo claws back US$75 million from top execs in sales scandal
From the Regulators

IOSCO tackles abusive hedging

November 21, 2024 James Langton
Businessman concetrating while working on laptop