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James Langton

Markets

Moody’s issues new bank rating methodology

March 16, 2015 James Langton
Regulation

Former CEO agrees to five-year ban

March 16, 2015 James Langton
Industry

SIFMA takes issue with conflicts of interest report

March 16, 2015 James Langton
Regulation

IIROC granted 616 exemptions in 2014

March 16, 2015 James Langton
Regulation

FCA fleshes out new personal accountability regime

March 16, 2015 James Langton
Regulation

ASC announces reciprocal bans

March 16, 2015 James Langton
Industry

U.S. retail brokers benefitting from improving markets, structural changes: Fitch

March 13, 2015 James Langton
Regulation

Financial fraud victims vulnerable to depression

March 13, 2015 James Langton
Regulation

UK regulator sets out final guidance on social media

March 13, 2015 James Langton
Regulation

U.S. authorities arrest venture capital firm owner

March 6, 2015 James Langton
Regulation

ASC settles charges with family members

March 6, 2015 James Langton
Industry

Ontario court rules that client must repay brokerage firm

March 6, 2015 James Langton
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