Home Ahmad Hathout

Banks are improving their financial planning tools as the practice becomes more important to the firms and their advisors

  • June 23, 2016 June 23, 2016
  • 23:10

Regulatory initiatives such as CRM2 are forcing firms to create or improve their IT platforms - as well as increase the support and education for advisors making the transition to or operating within a fee-based practice

  • May 19, 2016 May 19, 2016
  • 23:00

There are conflicting opinions about regulators' auditors and the approach they take during the auditing process

  • March 27, 2016 March 27, 2016
  • 23:00

Fewer resources or smaller compliance departments are making the regulatory burden more onerous for smaller firms

  • March 27, 2016 March 27, 2016
  • 23:00

Your outgoing message should assure clients that you will respond to their call

  • February 26, 2016 February 26, 2016
  • 14:40