Skip to content
Opens in a new window Opens an external site Opens an external site in a new window
  • Log In
  • Subscribe
  • News
  • Perspective
  • Report Cards
  • Partner Content
  • CE Corner
  • Soundbites
  • News
    • Industry
    • Regulation
    • Markets
    • Economy
    • Product
    • Tax and Estate
    • People
  • Perspective
    • Editorials
    • Letters to the Editor
    • Columns
  • Report Cards
    • Brokerage Report Card
    • Dealers’ Report Card
    • Report Card on Banks
    • Advisors’ Report Card
    • Special Reports
  • Partner Content
    • Appointment Notices
    • Brand Knowledge
    • Expert Advice
    • Partner Reports
    • Webinars
    • Events
  • CE Corner
  • Soundbites
  1. Home
  2. Whistleblowers

Whistleblowers

Regulation

SEC discretion nets tipster US$37M award

December 19, 2022 James Langton
Businessman Blowing Whistle Isolated on White Background
Regulation

Tipster gets big payout in case SEC was already investigating

December 12, 2022 James Langton
Regulation

Involved in misconduct, but still a whistleblower

November 28, 2022 James Langton
Businessman Blowing Whistle Isolated on White Background
Regulation

SEC enforcement reaches record heights

November 15, 2022 James Langton
Businessman Blowing Whistle Isolated on White Background
Regulation

SEC tipster gets US$10 million reward

October 31, 2022 James Langton
Businessman Blowing Whistle Isolated on White Background
Regulation

Doggedness pays off for tipster

August 9, 2022 James Langton
Regulation

Investor, insider tipsters awarded US$6 million

July 15, 2022 James Langton
whistleblower
Regulation

The US$14-million email to the SEC

March 11, 2022 James Langton
Regulation

OSC rewards offshore whistleblowers

March 1, 2022 James Langton
Businessman Blowing Whistle Isolated on White Background
Regulation

SEC buffs up its gold-plated whistleblower policy

February 10, 2022 James Langton
Businessman Blowing Whistle Isolated on White Background
Regulation

SEC total enforcement activity down slightly in 2021

November 19, 2021 James Langton
Regulation

Tipster double dips on enforcement tip

October 29, 2021 James Langton
chips
Previous
1…34567…16
Next
Investment Executive

Follow us:

  • linkedin

  • News
    • Industry
    • Regulation
    • Markets
    • Economy
    • Product
    • Tax and Estate
    • People
  • Perspective
    • Editorials
    • Letters to the Editor
    • Columns
  • Report Cards
    • Brokerage Report Card
    • Dealers’ Report Card
    • Report Card on Banks
    • Advisors’ Report Card
    • Special Reports
  • Partner Content
    • Appointment Notices
    • Brand Knowledge
    • Expert Advice
    • Partner Reports
    • Webinars
    • Events
  • CE Corner
  • Soundbites
Subscribe Log In

  • About Us
  • Statement of Ethics
  • Reprints and Permissions
  • Terms of Use
  • Privacy Policy
  • Accessibility
  • Advertise
  • AI Policy
  • Contact Us

Newcom Media

© 2026 Newcom Media Inc.

Our Brands

  • Finance et Investissement
  • Advisor.ca
  • Conseiller.ca