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No-contest settlements
No-contest settlements
Regulation
No-contest settlement with RBC firms will see clients repaid $21.8 million
June 27, 2017
James Langton
Regulation
OSC to hold no-contest settlement hearing with RBC firms
June 23, 2017
James Langton
Regulation
No-contest settlement with BMO firms will see clients repaid $50 million
December 15, 2016
James Langton
Regulation
OSC to consider no-contest settlement with BMO firms
December 13, 2016
James Langton
Industry
No-contest provision gets thumbs-up
November 11, 2016
James Langton
Regulation
CIBC dealers to repay clients $73 million as part of no-contest settlement
October 28, 2016
James Langton
Regulation
CIBC plans to compensate mutual fund, investment clients
October 26, 2016
The Canadian Press
Regulation
Scotia Capital to repay investors $20 million as part of no-contest settlement
July 29, 2016
Tessie Sanci
Regulation
CI to pony up $156.1 million in compensation, plus make voluntary payment to the OSC
February 11, 2016
James Langton
Regulation
OSC to hold settlement hearing with CI next week
February 5, 2016
James Langton
Regulation
OSC approves no-contest settlement with Quadrus
November 10, 2015
James Langton
Regulation
OSC to consider Quadrus settlement
November 6, 2015
James Langton
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